Professional Summary
We are experienced financial market advisors with a specialist focus on Risk Management, Regulatory Compliance, Treasury Management, Balance Sheet Optimization, and Credit Risk. Providing expert financial markets advice since 2004, covering key regulatory frameworks including the Securities Act 1978, Financial Transactions Reporting Act 1996, Anti-Money Laundering and Countering Financing of Terrorism Act 2009, Financial Markets Conduct Act 2013, and NZX Participant Rules. We have extensive experience across multiple jurisdictions, assisting a diverse client base with compliance, risk management, and strategic solutions.
Key Skills & Expertise
Financial Markets Regulation & Compliance
Anti-Money Laundering (AML) & Counter-Terrorism Financing (CTF)
Treasury & Liquidity Management
Balance Sheet Optimization
Credit Risk Assessment & Mitigation
International Regulatory Compliance (NZ, Australia, Dubai, Pacific Islands)
Strategic Planning
Stakeholder Engagement & Leadership
How we can Assist you
Licensing and Registration
Clients engage us to assist at every stage of the business lifecycle to meet regulatory requirements, mitigate risks and navigate the rapidly changing regulatory landscape. Our services include:
Licensing and Registration
Design of Governance, Risk and Compliance Infrastructure, Systems and Controls
Board advisor
Regulatory Advisory and Assurance Services
Annual compliance reviews
Independent assurance and health checks
Long-term advisory relationships
Regulatory and compliance training
Technology and data solutions
Remediation & Regulatory Enforcement Support
Camco Partners has firsthand experience with both receiving and conducting regulatory reviews, so we understand the challenges involved. We provide clear support and guidance on engaging with regulators and developing and implementing an effective remediation strategy.
Derivative Issuers License
Successfully assisted a client in securing New Zealand's first Derivative Issuers license under the Financial Markets Conduct Act 2014.
Licensing Conditions Amendment
Assisted in developing a risk management model leveraging the client's balance sheet, leading to an amendment in licensing conditions.
Challenges with AML Compliance
Supported a major client in achieving compliance after discovering they were subject to the AML Act following two years of trading. This included ensuring regulatory adherence and liaising with the AML/CFT Supervisor on their behalf.
What our clients say
“Camco Partners collaborated with our team to update our compliance program and support our FMA license application. Their expertise in best practices and deep knowledge of the FMC were invaluable to our success. I highly recommend Camco Partners.“ - Mike
“The auditor visited today and praised our CDD, Compliance Programme, and Risk Assessment, stating they are of an exceptionally high standard—even surpassing some bank programs. Thank you very much.“
– Zoe
“Just wanted to let you know that we passed our on-site inspection by our AML/CFT Supervisor and they commented that we were fine. Thanks for all your help.“ - John